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M•••••• L••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

M•••••• L••••• M••••••

Advisor at P••••••••

ENGLEWOOD, NJ | Boulder, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf2c8075-d267-f995-a45b-45585350be1b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 2
Observed: Feb 8, 2010 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• L••••• M••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

M•••••• L••••• M••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	May 15, 2024	n/a	yes	Boulder, CO\|ENGLEWOOD, NJ	Current employment
C••••••• A•••• M••••••••• L••	Former SEC adviser	May 11, 2017	May 8, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	P••••••••	May 8, 2024	May 15, 2024	7	Firm change	RIA to RIA
B•••••••• I••••••••• M••••••••• L••	C••••••• A•••• M••••••••• L••	Mar 28, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108581:151736:CO:2024-05-08	May 8, 2024	May 15, 2024	BOULDER, CO	Firm change

Relationships

Registered with (4)

→ P••••••••Registered adviserregistration: current employment
May 15, 2024 to presentfactForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 11, 2017 to May 8, 2024factForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2013 to Mar 28, 2017factForm ADV
→ J•••• C•••••• A••••••• I••

Dated events

Occurred
May 8, 2024
Advisor changed firm
M•••••• L••••• M•••••• left C••••••• A•••• M••••••••• L•• for Pathstone (registered 2024-05-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf2c8075-d267-f995-a45b-45585350be1b
First observed: Feb 8, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.