DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

RIVER ROAD ASSET MANAGEMENT, LLC

CRD 134918

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf2e17c6-1998-0807-d228-256e8d0c5b14

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.64 institutional_share=0.34 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $9.9BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.9B
Private client RAUM: $86.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 46
Advisory employees: 22
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 93
Individual clients: 0
High net worth clients: 21
SEC number: 801-64175
CIK: 1341401
CRD: 134918
Filings on the tape: 38
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: riverroadam.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AFFILIATED MANAGERS GROUP, INC.	Member	E	yes	03/2014	Jul 11, 2014	Mar 28, 2024
BECK, RICHARD, ANDREW	CEO, SENIOR PORTFOLIO MANAGER	Na	yes	03/2005	Mar 30, 2012	Mar 28, 2024
BRENNER, ELIZABETH, AUBREY	CHIEF ORGANIZATIONAL DEVELOPMENT OFFICER	Na	yes	02/2015	Mar 30, 2020	Mar 28, 2024
DEUSER, GREG, EDWARD	CHIEF INVESTMENT RISK & ANALYTICS OFFICER	Na	yes	02/2012	Mar 30, 2012	Mar 28, 2024
MUELLER, THOMAS, DIGNAN	COO, CHIEF COMPLIANCE OFFICER	Na	yes	03/2005	Mar 30, 2012	Mar 28, 2024
WAINWRIGHT, ROBERT	CHIEF BUSINESS DEVELOPMENT OFFICER	Na	yes	12/2019	Mar 30, 2020	Mar 28, 2024
BROWN, JOHN, ALEXANDER	CHIEF INVESTMENT OFFICER	Na	no	02/2021	Mar 31, 2022	Mar 28, 2024
RRAM ACQUISITION, LLC	Member	E	no	06/2014	Jul 11, 2014	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMG FUNDS LLC	n/a	Asset manager	$18B	N	yes	n/a
AMG DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$9.9B	$9.9B	46	22	0	n/a	n/a
2024	Mar 19, 2025	$8.0B	$8.0B	44	22	0	n/a	n/a
2023	Mar 28, 2024	$7.7B	$7.7B	44	19	0	n/a	n/a
2022	Mar 30, 2023	$7.8B	$7.8B	50	23	0	n/a	n/a
2021	Mar 31, 2022	$9.8B	$9.8B	48	21	0	n/a	n/a
2020	Apr 1, 2021	$7.4B	$7.4B	45	22	0	n/a	n/a
2019	Mar 30, 2020	$6.7B	$6.7B	44	21	0	n/a	n/a
2018	Mar 29, 2019	$4.2B	$4.2B	44	20	0	n/a	n/a
2017	Mar 29, 2018	$5.4B	$5.4B	41	20	0	n/a	n/a
2016	Mar 30, 2017	$5.5B	$5.5B	40	19	n/a	n/a	n/a
2015	Mar 30, 2016	$6.3B	$6.3B	46	22	n/a	n/a	n/a
2014	Mar 31, 2015	$7.9B	$7.9B	51	23	n/a	n/a	n/a
2013	Mar 31, 2014	$10B	$10B	48	22	n/a	n/a	n/a
2012	Mar 28, 2013	$7.1B	$7.1B	43	19	n/a	n/a	n/a
2011	Mar 30, 2012	$5.6B	$5.6B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.9B	$8.0B	23.0%	$7.8B	8.1%	46	44	0	0

Relationships

Affiliated with (4)

→ AMG FUNDS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← AMG FUNDS LLCRegistered adviserother investment adviser, common control
factForm ADV
← ASTON ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← AVIVA INVESTORS NORTH AMERICA, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← DEUSER, GREG, EDWARDOwnerCHIEF INVESTMENT RISK & ANALYTICS OFFICER, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← BECK, RICHARD, ANDREWOwnerCEO, SENIOR PORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← MUELLER, THOMAS, DIGNANOwnerCOO, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← BRENNER, ELIZABETH, AUBREYOwnerCHIEF ORGANIZATIONAL DEVELOPMENT OFFICER, ownership code NA, individual
Mar 30, 2020 to Mar 28, 2024factForm ADV
← WAINWRIGHT, ROBERTOwnerCHIEF BUSINESS DEVELOPMENT OFFICER, ownership code NA, individual
Mar 30, 2020 to Mar 28, 2024factForm ADV
← AFFILIATED MANAGERS GROUP, INC.OwnerMEMBER, ownership code E, domestic entity
Jul 11, 2014 to Mar 28, 2024factForm ADV

Owns (2)

← BROWN, JOHN, ALEXANDEROwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV
← RRAM ACQUISITION, LLCOwnerMEMBER, ownership code E, domestic entity
Jul 11, 2014 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
Control person left
Williams Henry Sanders (Evp, Senior Portfolio Manager) no longer on Schedule A of River Road Asset Management, Llc (listed 2023-03-30, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person left
Stephen Thomas Forsha (Co-Chief Investment Officer & Senior Portfolio Manager) no longer on Schedule A of River Road Asset Management, Llc (listed 2023-03-30, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
River Road Asset Management, Llc reported RAUM $9.8B, up 33% from $7.4B (2021-11-11 to 2022-03-31)
Form ADVobserved 4 days ago
$2.4B
Occurred
Mar 30, 2020
Regulatory AUM changed
River Road Asset Management, Llc reported RAUM $6.7B, up 58% from $4.2B (2019-04-05 to 2020-03-30)
Form ADVobserved 4 days ago
$2.4B
Occurred
Mar 30, 2020
Control person left
Carl James Shircliff (Cio) no longer on Schedule A of River Road Asset Management, Llc (listed 2019-04-05, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Aubrey Elizabeth Brenner (Director Of Strategic Human Resources) appeared on Schedule A of River Road Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Robert Wainwright (Chief Business Development Officer) appeared on Schedule A of River Road Asset Management, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf2e17c6-1998-0807-d228-256e8d0c5b14
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIVER ROAD ASSET MANAGEMENT, LLC

CRD 134918

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf2e17c6-1998-0807-d228-256e8d0c5b14

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AFFILIATED MANAGERS GROUP, INC.

Member

yes

03/2014

Jul 11, 2014

Mar 28, 2024

BECK, RICHARD, ANDREW

CEO, SENIOR PORTFOLIO MANAGER

yes

03/2005

Mar 30, 2012

Mar 28, 2024

BRENNER, ELIZABETH, AUBREY

CHIEF ORGANIZATIONAL DEVELOPMENT OFFICER

yes

02/2015

Mar 30, 2020

Mar 28, 2024

DEUSER, GREG, EDWARD

CHIEF INVESTMENT RISK & ANALYTICS OFFICER

yes

02/2012

Mar 30, 2012

Mar 28, 2024

MUELLER, THOMAS, DIGNAN

COO, CHIEF COMPLIANCE OFFICER

yes

03/2005

Mar 30, 2012

Mar 28, 2024

WAINWRIGHT, ROBERT

CHIEF BUSINESS DEVELOPMENT OFFICER

yes

12/2019

Mar 30, 2020

Mar 28, 2024

BROWN, JOHN, ALEXANDER

CHIEF INVESTMENT OFFICER

02/2021

Mar 31, 2022

Mar 28, 2024

RRAM ACQUISITION, LLC

Member

06/2014

Jul 11, 2014

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMG FUNDS LLC

n/a

Asset manager

$18B

yes

n/a

AMG DISTRIBUTORS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$9.9B

n/a

2024

Mar 19, 2025

$8.0B

n/a

2023

Mar 28, 2024

$7.7B

n/a

2022

Mar 30, 2023

$7.8B

n/a

2021

Mar 31, 2022

$9.8B

n/a

2020

Apr 1, 2021

$7.4B

n/a

2019

Mar 30, 2020

$6.7B

n/a

2018

Mar 29, 2019

$4.2B

n/a

2017

Mar 29, 2018

$5.4B

n/a

2016

Mar 30, 2017

$5.5B

n/a

2015

Mar 30, 2016

$6.3B

n/a

2014

Mar 31, 2015

$7.9B

n/a

2013

Mar 31, 2014

$10B

n/a

2012

Mar 28, 2013

$7.1B

n/a

2011

Mar 30, 2012

$5.6B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$9.9B

$8.0B

23.0%

$7.8B

8.1%