DFX Intelligence

C••••••••• T••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C••••••••• T••• S•••••••••

Advisor at F•••• H•••••••• C••••••••• I•••

GRAND JUNCTION, CO

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Search this name across graphsid dfx:ria:cf37f974-c268-c55e-aa48-4b07c1c6199e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Feb 24, 2023	n/a	yes	GRAND JUNCTION, CO	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Oct 26, 2020	Feb 28, 2023	no	GRAND JUNCTION, CO\|Grand Junction, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	F•••• H•••••••• C••••••••• I•••	Feb 28, 2023	Feb 24, 2023	-4	Firm change	RIA to ibd

Relationships

Registered with (2)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Feb 24, 2023 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 26, 2020 to Feb 28, 2023factForm ADV

Dated events

Occurred
Feb 28, 2023
Advisor changed firm
C••••••••• T••• S••••••••• left B••••••••• W••••• A•••••••• L•• for F•••• H•••••••• C••••••••• I••• (registered 2023-02-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf37f974-c268-c55e-aa48-4b07c1c6199e
First observed: Oct 26, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.