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Advisor at MORGAN STANLEY
Tacoma, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 9, 2021 | n/a | yes | Tacoma, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 14, 2019 | Dec 10, 2021 | no | SEATTLE, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 31, 2012 | Apr 3, 2018 | no | Bellevue, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Dec 10, 2021 | Dec 9, 2021 | -1 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Apr 3, 2018 | Mar 14, 2019 | 345 | Firm change | Wirehouse to wirehouse |