DFX Intelligence

P•••••• I••••••••• P•••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

P•••••• I••••••••• P•••••••• I••

CRD 106711

J•••S ISLAND, SC

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Search this name across graphs

Data as of Sep 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Sep 12, 2018
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

P•••••• I••••••••• P•••••••• I••

Private credit manager · Key CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $39.3M••• Locked
Discretionary RAUM: $39.3M
Private client RAUM: $1.9Mderived••• Locked
Private client share: 5%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $39.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• C•••••••• P••••••	n/a	MOUNT PLEASANT, SC	0	43	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• M•••••• M••••••••• F••• • L••	Hedge Fund	$17.4M	Sep 12, 2018	1	Mar 30, 2012	reported	021-175384
P•••••• T••••••• T•••••• F••• • L••	Hedge Fund	$16.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• J•••• C••••••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	12/1990	Mar 30, 2012	Sep 12, 2018
H•••••• R•••••• W••••	VICE PRESIDENT & FUNDS CONTROLLER	Na	no	08/2004	Mar 30, 2012	Sep 12, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• P•••••• M•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
P•••••• P•••••• P••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$39.3M	$106M	-63.0%	$142M	-34.9%	3	5	1	n/a

Relationships

Registered with (3)

← J••• C•••••••• P••••••Advisorregistration: previous registration
Jan 9, 1996 to Dec 31, 2024factForm ADV
← C•••• F•••••• H•••••••Advisorregistration: previous registration
Feb 4, 2000 to Feb 15, 2018factForm ADV
← T•••• T••••• H•••••Advisorregistration: previous registration
Jul 21, 2010 to Sep 20, 2010factForm ADV

Advises (35)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Sep 12, 2018 97 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• G••••• M•••• T•••••• F••• • L••	Hedge Fund	$6.0M	May 30, 2014	7	Jan 16, 2013	dropped	021-1883117
P•••••• G••••• S••••••••• T•••••• F••• • L••	Hedge Fund	$5.8M	Jul 9, 2015	4	Jan 16, 2013	dropped	021-189665
P•••••• A••••••••• T••••••••• T••••• F••• • L••	Hedge Fund	$5.7M	Sep 12, 2018	15	Jan 16, 2013	reported	021-183674
P•••••• P••••••• C••••••••• F••• • L••	Hedge Fund	$5.5M	Dec 3, 2014	4	Jan 16, 2013	dropped	021-189653
P•••••• G••••• S••••••••• T•••••• F••• • L••	Hedge Fund	$5.0M	Jul 30, 2013	2	Jan 16, 2013	dropped	021-183006
P•••••• P•••• E••••• L•	Hedge Fund	$3.9M	Jul 11, 2012	16	Mar 30, 2012	dropped	021-53768
P•••••• P•••• S•••• C•• V•••• L•	Hedge Fund	$3.8M	Sep 12, 2018	20	Mar 30, 2012	reported	021-127881
P•••••• P•••• E•••••• L•••	Hedge Fund	$3.7M	Jul 11, 2012	16	Mar 30, 2012	dropped	021-128389
P•••••• G•••• T•••• ••••• M••••••• F•••	Hedge Fund	$3.6M	Sep 12, 2018	13	Mar 30, 2012	reported	021-88982
P•••••• G•••• T••••••••• A•••• A••••••••• F•••	Hedge Fund	$3.1M	Sep 12, 2018	11	Mar 30, 2012	reported	021-88982
P•••••• E•••• T•••••• F••• L••	Hedge Fund	$2.7M	Aug 7, 2017	3	Mar 31, 2015	dropped	021-236928
P•••••• E•••• T•••••• F••• C••••• L••	Hedge Fund	$2.7M	Aug 7, 2017	3	Mar 31, 2015	dropped	021-236928
P•••••• M••••• N•••••• F••• • L••	Hedge Fund	$2.0M	May 30, 2014	4	Apr 1, 2013	dropped	021-193384
P•••••• G••••• S••••••••• T•••••• F••• • L••	Hedge Fund	$1.8M	Sep 4, 2013	2	Jan 16, 2013	dropped	021-183672
P•••••• R••••••• T•••••• F••• C••••• L•••	Hedge Fund	$1.7M	Aug 7, 2017	4	May 21, 2013	dropped	021-193375