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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

RONALD MICHAEL TELLER

Advisor at LPL FINANCIAL LLC

ALVA, FL | BALTIMORE, MD

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Search this name across graphsid dfx:ria:cf5f1b59-d7d4-fe43-be07-1b15f9e0a7df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 5, 2004
First registration: Feb 6, 2004
Dual registered: yes, broker-dealer
Other names: RONALD MICHAEL JR TELLER
IAPD individual key: 2424753

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	BALTIMORE, MD\|ALVA, FL	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 4, 2006	Nov 29, 2017	no	BALTIMORE, MD	Previous registration
M&T SECURITIES, INC.	n/a	Apr 26, 2005	Sep 26, 2006	no	CHEEKTOWAGA, NY\|BALTIMORE, MD\|BALTIMORE, MD\|BALTIMORE, MD\|BALTIMORE, MD\|BALTIMORE, MD	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Feb 6, 2004	Apr 25, 2005	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Firm change	Other
M&T SECURITIES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Sep 26, 2006	Oct 4, 2006	8	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	M&T SECURITIES, INC.	Apr 25, 2005	Apr 26, 2005	1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 4, 2006 to Nov 29, 2017factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Apr 26, 2005 to Sep 26, 2006factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Feb 6, 2004 to Apr 25, 2005factForm ADV

Dated events

No dated event names this entity yet.