DFX Intelligence

J••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor27 years in industry

J••••••• H••••••

Advisor at H•••••• W••••• M••••••••• L••

PARADISE VALLEY, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf67d8d4-7e31-ccfc-9972-2fa56c53a241

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W••••• M••••••••• L••	State registered	May 19, 2014	n/a	yes	PARADISE VALLEY, AZ	Current employment
A••• F•••••••• S•••••••• I•••	Former SEC adviser	Nov 8, 2004	Jun 12, 2014	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• F•••••••• S•••••••• I•••	H•••••• W••••• M••••••••• L••	Jun 12, 2014	May 19, 2014	-24	Firm change	Other
U•• F•••••••• S••••••• I•••	A••• F•••••••• S•••••••• I•••	Nov 26, 2003	Nov 8, 2004

Relationships

Registered with (3)

→ H•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 19, 2014 to presentfactForm ADV
→ A••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2004 to Jun 12, 2014factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2002 to Nov 26, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf67d8d4-7e31-ccfc-9972-2fa56c53a241
First observed: Sep 19, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.