DFX Intelligence

E•••••• S•••• Y••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

E•••••• S•••• Y••••••••

Advisor at L•••••••• G••••• A•••••••• L••

Boynton Beach, FL | HAUPPAUGE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf6cad5c-c71e-9d24-4ac6-f4d3a73f2716

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• G••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• G••••• A•••••••• L••	Independent wealth	Sep 10, 2020	n/a	yes	HAUPPAUGE, NY\|Boynton Beach, FL	Current employment
A••••• P•••••• A•••••••• L••	Former SEC adviser	Nov 14, 2018	Feb 4, 2020	no	Boynton Beach, FL\|MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P•••••• A•••••••• L••	L•••••••• G••••• A•••••••• L••	Feb 4, 2020	Sep 10, 2020	219	Firm change	RIA to RIA
C•••••• G••••••• W••••• M••••••••• L••	A••••• P•••••• A•••••••• L••	Nov 15, 2018	Nov 14, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
298064:283303:FL:2020-02-04	Feb 4, 2020	Sep 10, 2020	MIAMI, FL	Firm change
131631:298064:FL:2018-11-06	Nov 15, 2018	Nov 14, 2018	WEST PALM BEACH, FL	Firm change

Relationships

Registered with (4)

→ L•••••••• G••••• A•••••••• L••Registered adviserregistration: current employment
Sep 10, 2020 to presentfactForm ADV
→ A••••• P•••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 14, 2018 to Feb 4, 2020factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 25, 2009 to Nov 15, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf6cad5c-c71e-9d24-4ac6-f4d3a73f2716
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.