DFX Intelligence

T••• D••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

T••• D••••• K•••••••••

Advisor at S••••••••• P•••••• L••

NORTHVILLE, MI

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Search this name across graphsid dfx:ria:cf72322f-a543-81ff-b28f-a86c9d7c090f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• P•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• P•••••• L••	Independent wealth	Jun 28, 2023	n/a	yes	NORTHVILLE, MI	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 2, 2006	Jul 10, 2023	no	NORTHVILLE, MI\|Bonita Springs, FL\|Bonita Springs, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	S••••••••• P•••••• L••	Jul 10, 2023	Jun 28, 2023	-12	Firm change	Ibd to new firm
E••••• J••••	R•••••• J•••• • A••••••••• I•••	Aug 15, 2005	Mar 2, 2006

Relationships

Registered with (3)

→ S••••••••• P•••••• L••Registered adviserregistration: current employment
Jun 28, 2023 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2006 to Jul 10, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 6, 2003 to Aug 15, 2005factForm ADV

Dated events

Occurred
Jul 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf72322f-a543-81ff-b28f-a86c9d7c090f
First observed: Feb 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.