DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | n/a | yes | OMAHA, NE | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 13, 2016 | Nov 2, 2018 | no | OMAHA, NE|CARMEL, IN | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 21, 2005 | May 13, 2016 | no | OMAHA, NE|CARMEL, IN|OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 22, 2002 | Oct 20, 2005 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | May 13, 2016 | May 13, 2016 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | TRANSAMERICA FINANCIAL ADVISORS, LLC | Oct 20, 2005 | Oct 21, 2005 | 1 | Firm change | Other |