DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

SHERYL ANN HALL

Advisor at CETERA INVESTMENT ADVISERS LLC

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf7626d7-9473-0d19-65c2-3af3e8d2272f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jan 30, 1986
First registration: Feb 20, 2004
Dual registered: yes, broker-dealer
Other names: SHERYL ANN ABRAHAM|SHERRY ABRAHAM|SHERYL HALL|SHERYL ANN HALL|SHERYL ANN HALL JENSEN
IAPD individual key: 1445361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	TUCSON, AZ	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 27, 2019	no	CHESTERFIELD, MO\|ORO VALLEY, AZ\|Tucson, AZ	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Mar 31, 2010	Jul 2, 2012	no	TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|ORO VALLEY, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ	Previous registration
SOUTHWEST INVESTMENT ADVISORS, INC.	Former SEC adviser	Feb 20, 2004	Nov 19, 2010	no	TUCSON, AZ	Previous registration
SOUTHWEST INVESTMENT ADVISORS, INC.	Former SEC adviser	Feb 20, 2004	Dec 31, 2005	no	TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 27, 2019	Mar 21, 2024	1,576	Firm change after gap	Ibd to ibd
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other
SOUTHWEST INVESTMENT ADVISORS, INC.	FIRST ALLIED SECURITIES, INC.	Nov 19, 2010	Mar 31, 2010	-233	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 27, 2019factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Mar 31, 2010 to Jul 2, 2012factForm ADV
→ SOUTHWEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Feb 20, 2004 to Nov 19, 2010factForm ADV

Dated events

No dated event names this entity yet.