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Advisor at LPL FINANCIAL LLC
NOBLESVILLE, IN | FISHERS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 8, 2023 | n/a | yes | NOBLESVILLE, IN|FISHERS, IN | Current employment |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Apr 30, 2021 | Apr 28, 2023 | no | SAINT PETERS, MO|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|INDIANAPOLIS, IN | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Mar 5, 2013 | Nov 14, 2019 | no | NOBLESVILLE, IN|INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MONEY CONCEPTS ADVISORY SERVICE | LPL FINANCIAL LLC | Apr 28, 2023 | May 8, 2023 | 10 | Firm change | Ibd to ibd |
| BMO HARRIS FINANCIAL ADVISORS, INC | MONEY CONCEPTS ADVISORY SERVICE | Nov 14, 2019 | Apr 30, 2021 | 533 | Firm change after gap | Ibd to ibd |