DFX Intelligence

C••••••••• P••••••• U••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••••••• P••••••• U••••••••

Advisor at R••••••••• A•• W••••• A• A••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• A•• W••••• A• A••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• A•• W••••• A• A••••••• L••	Institutional manager	Aug 31, 2026	n/a	yes	Chicago, IL\|Portsmouth, NH\|WAYNE, PA	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Dec 11, 2017	Jul 8, 2026	no	Portsmouth, NH\|Chicago, IL\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	R••••••••• A•• W••••• A• A••••••• L••	Jul 8, 2026	Aug 31, 2026	54	Firm change	Other

Relationships

Registered with (2)

→ R••••••••• A•• W••••• A• A••••••• L••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Dec 11, 2017 to Jul 8, 2026factForm ADV

Dated events

Order

Occurred
8 Jul 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 11, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.