DFX Intelligence

L•••• S•••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst30 years in industry

L•••• S•••••• K•••••••

Advisor at H•••• F•••••••• A•••••••

Austin, TX

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Search this name across graphsid dfx:ria:cf850878-52fb-170b-7f77-49c9e59e5af5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 5, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• F•••••••• A•••••••	State registered	Nov 13, 2015	n/a	yes	Austin, TX	Current employment
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	Jan 10, 2002	May 9, 2003	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• • Y•••• I••••••••• A••••••• L••	H•••• F•••••••• A•••••••	May 9, 2003	Nov 13, 2015	4,571	Firm change after gap	Other

Relationships

Registered with (2)

→ H•••• F•••••••• A•••••••Registered adviserregistration: current employment
Nov 13, 2015 to presentfactForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 10, 2002 to May 9, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf850878-52fb-170b-7f77-49c9e59e5af5
First observed: Jan 10, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.