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Advisor at LPL FINANCIAL LLC
ST PETERSBURG, FL | TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 30, 2019 | n/a | yes | TOWSON, MD|ST PETERSBURG, FL | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 20, 2016 | May 30, 2019 | no | BALTIMORE, MD | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Feb 26, 2002 | Sep 22, 2016 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | May 30, 2019 | May 30, 2019 | 0 | Firm change | Ibd to RIA |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 20, 2016 | -155 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:6413:MD:2019-05-30 | May 30, 2019 | May 30, 2019 | BALTIMORE, MD | Firm change |