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CRD 130499
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C••••••••• J••• C••••••••• | n/a | SEATTLE, WA | 22 | 24 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S•••••••• F•••• L••• | Hedge Fund | $140M | Mar 26, 2026 | 52 | Mar 28, 2012 | reported | 021-66202 |
| S•••••••• M••••• F•••• L••• | Hedge Fund | $74.3M | Mar 26, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• C••••••••• J••• | MANAGING MEMBER | E | yes | 01/2004 | Mar 28, 2012 | Jun 5, 2024 |
| C••••••••• D••••••••• J••• | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | Na | yes | 05/2024 | Mar 28, 2012 | Jun 5, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S•••••••• M••••• F••• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $215M | $117M | 83.6% | $370M | -16.6% | 6 | 6 | 0 | 0 |
| 30 |
| Mar 28, 2012 |
| reported |
| n/a |
| S•••••••• P••••••• L•• | Hedge Fund | $38.1M | Mar 26, 2026 | 26 | Mar 28, 2012 | reported | 021-127075 |
| S•••••••• O•••••••• L••• | Hedge Fund | $4.8M | Mar 26, 2026 | 4 | Mar 28, 2012 | reported | 021-134890 |
| CHIEF FINANCIAL OFFICER |
| Na |
| yes |
| 05/2018 |
| Mar 21, 2019 |
| Jun 5, 2024 |
| Mar 26, 2026 |
| $215M |
| $215M |
| 6 |
| 4 |
| 0 |
| 4 |
| n/a |
| 2024 | Mar 27, 2025 | $117M | $117M | 6 | 4 | 0 | 4 | n/a |
| 2023 | Mar 28, 2024 | $363M | $363M | 8 | 5 | 0 | 4 | $460M |
| 2022 | Mar 23, 2023 | $370M | $370M | 7 | 4 | 0 | 4 | $474M |
| 2021 | Mar 30, 2022 | $601M | $601M | 8 | 4 | 0 | 4 | $772M |
| 2020 | Mar 24, 2021 | $536M | $536M | 7 | 4 | 0 | 4 | $670M |
| 2019 | Mar 26, 2020 | $330M | $330M | 7 | 4 | 0 | 4 | $411M |
| 2018 | Mar 21, 2019 | $232M | $232M | 7 | 4 | 0 | 4 | $281M |
| 2017 | Mar 12, 2018 | $158M | $158M | 6 | 4 | 0 | 4 | $196M |
| 2016 | Mar 28, 2017 | $174M | $174M | 7 | 5 | n/a | 4 | $214M |
| 2015 | Mar 29, 2016 | $275M | $275M | 8 | 6 | n/a | 4 | $326M |
| 2014 | Mar 20, 2015 | $357M | $357M | 9 | 6 | n/a | 4 | $517M |
| 2013 | Mar 25, 2014 | $475M | $475M | 10 | 7 | n/a | 4 | $677M |
| 2012 | Mar 15, 2013 | $430M | $430M | 9 | 7 | n/a | 4 | $595M |
| 2011 | Mar 28, 2012 | $326M | $326M | n/a | n/a | n/a | 4 | $457M |