DFX Intelligence

J••• C•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J••• C•••• H••••

Advisor at C••••••• P•••••••

Seattle, WA | OVERLAND PARK, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Mar 3, 2026	n/a	yes	OVERLAND PARK, KS\|Seattle, WA	Current employment
D••••• • H••••• L•••	Former SEC adviser	Mar 1, 2024	Mar 30, 2026	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• • H••••• L•••	C••••••• P•••••••	Mar 30, 2026	Mar 3, 2026	-27	Firm change	RIA to RIA
L•• F•••••••• L••	D••••• • H••••• L•••	Jul 10, 2014	May 30, 2001

Team moves

••• Locked

Team	Left	Joined	From	Kind
109900:105348:WA:2026-03-30	Mar 30, 2026	Mar 3, 2026	SEATTLE, WA	Firm change

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ D••••• • H••••• L•••Registered adviserregistration: previous registration
Mar 1, 2024 to Mar 30, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 13, 1999 to Jul 10, 2014factForm ADV

Dated events

Order

Occurred
30 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 13, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.