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Advisor at LPL FINANCIAL LLC
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 7, 2025 | n/a | yes | MEMPHIS, TN | Current employment |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Sep 10, 2018 | Oct 2, 2025 | no | MEMPHIS, TN|MEMPHIS, TN|MEMPHIS, TN|MEMPHIS, TN|MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | LPL FINANCIAL LLC | Oct 2, 2025 | Nov 7, 2025 | 36 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17117:6413:TN:2025-09-29 | Oct 2, 2025 | Nov 7, 2025 | MEMPHIS, TN | Firm change |