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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
PONTE VEDRA BEACH, FL | Saint Augustine, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 11, 2020 | n/a | yes | PONTE VEDRA BEACH, FL|Saint Augustine, FL | Current employment |
| DUNHILL FINANCIAL | Independent wealth | Sep 12, 2018 | Mar 10, 2020 | no | Saint Augustine Beach, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 11, 2013 | Sep 7, 2018 | no | JACKSONVILLE, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 1, 2011 | Jun 3, 2013 | no | JACKSONVILLE, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Nov 18, 2005 | Dec 9, 2011 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|PONTE VEDRA BEACH, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 16, 2002 | Feb 26, 2004 | no | CLERMONT, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DUNHILL FINANCIAL | RAYMOND JAMES & ASSOCIATES, INC. | Mar 10, 2020 | Mar 11, 2020 | 1 | Firm change | RIA to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | DUNHILL FINANCIAL | Sep 7, 2018 | Sep 12, 2018 | 5 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jun 3, 2013 | Jun 11, 2013 | 8 | Firm change | Wirehouse to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | UBS FINANCIAL SERVICES INC. | Dec 9, 2011 | Dec 1, 2011 | -8 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Feb 26, 2004 | Nov 18, 2005 | 631 | Firm change after gap | Other |