DFX Intelligence

M•••••• P••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• P••• J•••••

Advisor at R•••••••• A•••• M•••••••••

MENLO PARK, CA | Denver, CO

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Search this name across graphsid dfx:ria:cfa60b02-7447-71c5-9f19-7377fbed3b27

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• A•••• M•••••••••	Bd affiliated wealth	May 28, 2026	n/a	yes	MENLO PARK, CA\|Denver, CO	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Nov 18, 2015	Nov 13, 2019	no	DENVER, CO\|Glendale, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	R•••••••• A•••• M•••••••••	Nov 13, 2019	May 28, 2026	2,388	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ R•••••••• A•••• M•••••••••Registered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Nov 18, 2015 to Nov 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfa60b02-7447-71c5-9f19-7377fbed3b27
First observed: Nov 18, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.