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Advisor at CORIENT
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Jun 29, 2026 | n/a | yes | Chicago, IL | Current employment |
| VIVALDI CAPITAL MANAGEMENT LP | Former SEC adviser | Oct 27, 2025 | Jun 17, 2026 | no | CHICAGO, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 20, 2021 | Apr 30, 2024 | no | Chicago, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIVALDI CAPITAL MANAGEMENT LP | Corient | Jun 17, 2026 | Jun 29, 2026 | 12 | Firm change | RIA to RIA |
| J.P. MORGAN SECURITIES LLC | VIVALDI CAPITAL MANAGEMENT LP | Apr 30, 2024 | Oct 27, 2025 | 545 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 160150:319448:IL:2026-06-17 | Jun 17, 2026 | Jun 29, 2026 | CHICAGO, IL | Firm change |