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CRD 311555
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SYCAMORE TREE CLO 2023-4, LTD. | Securitized Asset Fund | $414M | Mar 28, 2024 | 1 | Mar 28, 2024 | reported | n/a |
| SYCAMORE TREE CLO 2023-3, LTD. | Securitized Asset Fund | $407M | Mar 28, 2024 | 1 | Mar 28, 2024 | reported | n/a |
| SYCAMORE TREE CLO 2023-2, LTD. | Securitized Asset Fund | $402M | Mar 28, 2024 | 1 | Mar 28, 2024 | reported | n/a |
| SYCAMORE TREE CLO 2021-1, LTD. | Securitized Asset Fund | $402M | Mar 28, 2024 | 1 | Oct 27, 2021 | reported | n/a |
| SYCAMORE TREE CLO FUND, LP | Private Equity Fund | $187M | Mar 28, 2024 | 5 | Oct 27, 2021 | reported | 021-40900 |
| SYCAMORE TREE HIGH GRADE CLO DEBT FUND, LP | Hedge Fund | $58.6M | Mar 28, 2024 | 1 | Mar 31, 2023 | reported | 021-452935 |
| SYCAMORE TREE FLOATING RATE LOAN FUND, LP | Hedge Fund | $58.0M | Mar 28, 2024 | 1 | Mar 31, 2023 | reported | 021-452933 |
| SYCAMORE TREE OPPORTUNISTIC CREDIT FUND, LP | Hedge Fund | $28.3M | Mar 28, 2024 | 6 | Feb 12, 2021 | reported | 021-384649 |
| SYCAMORE TREE CLO 2024-5, LTD. | Securitized Asset Fund | $3.2M | Mar 28, 2024 | 1 | Mar 28, 2024 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BORUD, BRADFORD, KEITH | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2020 | Mar 11, 2022 | Mar 28, 2024 |
| J. YANG FAMILY 2020 TRUST U/A/D 12/3/20 | LIMITED PARTNER | B | yes | 12/2021 | Mar 11, 2022 | Mar 28, 2024 |
| OKADA 2022 IRREVOCABLE TRUST | Owner | E | yes | 05/2022 | Mar 28, 2024 | Mar 28, 2024 |
| OKADA FAMILY SYCAMORE, LLC | Member | D | yes | 06/2020 | Mar 11, 2022 | Mar 28, 2024 |
| OKADA FAMILY SYCAMORE, LLC | LIMITED PARTNER | C | yes | 06/2020 | Mar 11, 2022 | Mar 28, 2024 |
| OKADA, MARK, KIYOSHI | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2019 | Mar 11, 2022 | Mar 28, 2024 |
| OKADA, MARK, KIYOSHI | MEMBER/PRESIDENT/SECRETARY/TREASURER | F | yes | 03/2020 | Mar 11, 2022 | Mar 28, 2024 |
| PARKER, LEE, BLACKWELL | ELECTED MANAGER | F | yes | 10/2019 | Mar 11, 2022 | Mar 28, 2024 |
| PARKER, LEE, BLACKWELL | OWNER/GENERAL PARTNER | E | yes | 10/2019 | Mar 11, 2022 | Mar 28, 2024 |
| PARKER, LEE, BLACKWELL | CHIEF INVESTMENT OFFICER | Na | yes | 03/2020 | Mar 11, 2022 | Mar 28, 2024 |
| PFAEHLER, KENNETH, JOHN | Trustee | D | yes | 12/2021 | Mar 11, 2022 | Mar 28, 2024 |
| SYCAMORE TREE GP HOLDINGS, LLC | GENERAL PARTNER | Na | yes | 06/2020 | Mar 11, 2022 | Mar 28, 2024 |
| TONOMURA, LAWRENCE, NATHAN | Trustee | F | yes | 05/2022 | Mar 28, 2024 | Mar 28, 2024 |
| TR4 PARTNERS, LP | Owner | E | yes | 10/2019 | Mar 11, 2022 | Mar 28, 2024 |
| TR4 STCP, LLC | LIMITED PARTNER | B | yes | 06/2020 | Mar 11, 2022 | Mar 28, 2024 |
| WISE, CHRISTOPHER, AARON | DIRECTOR OF FINANCE | Na | yes | 07/2020 | Mar 11, 2022 | Mar 28, 2024 |
| YANG, JOHN, FRANCIS | President | Na | yes | 03/2020 | Mar 11, 2022 | Mar 28, 2024 |
| YANG, JOYCE, CHUAN-CHU | Trustee | D | yes | 12/2021 | Mar 11, 2022 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SYCAMORE TREE CLO ADVISORS, L.P. | n/a | Former SEC adviser | $744M | Y | yes | n/a |
| ST FR LOAN FUND GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| ST HG CLO FUND GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| SYCAMORE TREE CLO FUND GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| SYCAMORE TREE OPPORTUNISTIC CREDIT FUND GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 5 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $3.5B | $3.5B | 30 | 15 | 1 | 12 | n/a |
| 2024 | Mar 17, 2025 | $2.5B | $2.5B | 28 | 15 | 1 | 10 | n/a |
| 2023 | Mar 28, 2024 | $1.8B | $1.8B | 26 | 14 | 1 | 9 | $2.0B |
| 2022 | Mar 31, 2023 | $968M | $968M | 23 | 14 | 1 | 5 | $646M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.5B | $2.5B | 39.8% | $968M | 54.0% | 30 | 28 | 1 | 1 |