DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• W••••• C••••••••• G••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• W••••• C••••••••• G•••• | Independent wealth | Jul 19, 2023 | n/a | yes | Sun City West, AZ|LAS VEGAS, NV | Current employment |
| V• W••••• A••••••• L•• | Former SEC adviser | Sep 30, 2011 | Dec 31, 2023 | no | JOLIET, IL|SUN CITY WEST, AZ|Joliet, IL|OVERLAND PARK, KS|SUN CITY WEST, AZ|HOPKINS, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V• W••••• A••••••• L•• | T•• W••••• C••••••••• G•••• | Dec 31, 2023 | Jul 19, 2023 | -165 | Bulk transfer | RIA to RIA |
| B•• H••••• F•••••••• A•••••••• I•• | V• W••••• A••••••• L•• | Oct 7, 2011 | Sep 30, 2011 |
| Previous registration |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Dec 14, 2005 | Oct 7, 2011 | no | JOLIET, IL|JOLIET, IL | Previous registration |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Jan 30, 2004 | Dec 31, 2005 | no | JOLIET, IL | Previous registration |
| -7 |
| Firm change |
| Other |
| E•••••• C•••••• M••••••••• L•• | B•• H••••• F•••••••• A•••••••• I•• | Dec 31, 2005 | Dec 14, 2005 | -17 | Bulk transfer | Other |