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H••••••• P••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

H••••••• P••• C••••••• L••

CRD 306304

OLD GREENWICH, CT

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Search this name across graphsid dfx:ria:cfbd0f01-948b-de0a-f446-5c51b3810a7a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jun 29, 2022 to Mar 27, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.71 institutional_share=0.29 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $333MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $333M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••••• P••• P•••••••• L•	Hedge Fund	$89.5M	Apr 26, 2024	40	Jun 29, 2022	reported	021-358042
H••••••• P••• O••••••••• F•••• L•	Hedge Fund	$0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• S•••• S• E•••	MANAGING DIRECTOR, RESEARCH	Na	yes	01/2020	Jun 29, 2022	Apr 26, 2024
M••••••• C••••• B••••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Mar 23, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••• P••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
H• O••••••••• F••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$333M	$305M	9.2%	$181M	22.6%	5	4	0	0

Relationships

Advises (2)

→ H••••••• P••• P•••••••• L•Private fundHedge Fund, IA
Jun 29, 2022 to presentfactForm ADV
→ H••••••• P••• O••••••••• F•••• L•Private fundHedge Fund, IA
Apr 26, 2024 to presentfactForm ADV

Controls (3)

← M•••••• G•••••• A•••OwnerMANAGER, ownership code E, individual
Jun 29, 2022 to Apr 26, 2024factForm ADV
← M••••••• C••••• B••••Owner

Dated events

Occurred
Apr 26, 2024
Control person left
Campbell Stanton Laird Coby (Managing Director, Business Development) no longer on Schedule A of H••••••• P••• C••••••• L•• (listed 2024-03-28, absent 2024-04-26)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2023
Control person left
Joseph Brian Smith (Chief Financial Officer) no longer on Schedule A of H••••••• P••• C••••••• L•• (listed 2022-06-29, absent 2023-03-23)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2023
Control person joined
Brian Craig Marshal (Chief Financial Officer/Chief Compliance Officer) appeared on Schedule A of H••••••• P••• C••••••• L••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfbd0f01-948b-de0a-f446-5c51b3810a7a
First observed: Jun 29, 2022
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.