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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | CALABASAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Feb 11, 2026 | n/a | yes | CALABASAS, CA|CHICAGO, IL | Current employment |
| LINDBROOK CAPITAL, LLC | Former SEC adviser | May 13, 2011 | Sep 4, 2025 | no | LOS ANGELES, CA|CALABASAS, CA | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 10, 2006 | May 19, 2011 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINDBROOK CAPITAL, LLC | HIGHTOWER ADVISORS, LLC | Sep 4, 2025 | Feb 11, 2026 | 160 | Firm change | RIA to ibd |
| OPPENHEIMER & CO. INC. | LINDBROOK CAPITAL, LLC | May 19, 2011 | May 13, 2011 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155812:145323:CA:2025-09-04 | Sep 4, 2025 | Feb 11, 2026 | CALABASAS, CA | Firm change |