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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | Saint Paul, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Dec 14, 2017 | n/a | yes | Saint Paul, MN|TAMPA, FL | Current employment |
| SII INVESTMENTS, INC. | Former SEC adviser | Mar 14, 2006 | Dec 14, 2017 | no | MAHTOMEDI, MN|ST PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SII INVESTMENTS, INC. | J. W. COLE ADVISORS, INC. | Dec 14, 2017 | Dec 14, 2017 | 0 | Firm change | Other |