This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

3

Designations

Certified Financial Planner

Exams

S66

First exam

Nov 16, 2020

First registration

Dec 3, 2020

Dual registered

yes, broker-dealer

Other names

Aaron S Mabley

IAPD individual key

7039662

• Occurred

  Jan 17, 2024
  Advisor changed firm

  Aaron Mabley left Benjamin F. Edwards & Company, Incorporated for Avantax Planning Partners, Inc. (registered 2025-01-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cfcf78cd-471e-bb2e-2e3e-71294676552a

First observed

Dec 3, 2020

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.