DFX Intelligence

Data Factory

T•••••• W•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T•••••• W•••• T•••••

Advisor at O•••••••••

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cfd465dd-6fdf-421b-bae3-b5b0ae052346

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Oct 14, 2010	n/a	yes	OVERLAND PARK, KS	Current employment
O•••••••••	Institutional manager	Oct 14, 2010	Dec 31, 2014	no	OVERLAND PARK, KS

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••••• I•••	O•••••••••	Dec 1, 2010	Oct 14, 2010	-48	Firm change after gap	Other
L•• F•••••••• L••	N•• A•••••••• I•••	Jan 22, 2008

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: previous registration
Oct 14, 2010 to Dec 31, 2014factForm ADV
→ N•• A•••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2008 to Dec 1, 2010factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2006 to Jan 22, 2008factForm ADV
→ L•••••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfd465dd-6fdf-421b-bae3-b5b0ae052346
First observed: Dec 14, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.