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Advisor at MORGAN STANLEY
Seattle, WA | PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 30, 2018 | n/a | yes | PURCHASE, NY|Seattle, WA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 31, 2014 | Jul 24, 2018 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 24, 2014 | Sep 29, 2014 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jul 24, 2018 | Aug 30, 2018 | 37 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Sep 29, 2014 | Oct 31, 2014 | 32 | Firm change | Wirehouse to wirehouse |