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Advisor at LPL FINANCIAL LLC
FORT MILL, SC | RIVERVIEW, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 12, 2015 | n/a | yes | FORT MILL, SC|RIVERVIEW, FL | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jun 13, 2007 | Oct 13, 2015 | no | PORTAGE, MI|TROY, MI|APPLETON, WI|WESLEY CHAPEL, FL|MIAMI BEACH, FL|MARGATE, FL|LAKE WORTH, FL|BURBANK, CA|DALLAS, TX|LUVERNE, MN|COCONUT CREEK, FL|MURFREESBORO, TN|latham, NY|FREEHOLD, NJ|CINCINNATI, OH|WATERVILLE, ME|RACINE, WI|PALM BEACH GARDENS, FL|PARIS, TN|WAYNESBORO, MS|JEFFERSON CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Oct 13, 2015 | Nov 12, 2015 | 30 | Firm change | Other |