DFX Intelligence

T••••• D•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

T••••• D•••••• W•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Glen Allen, VA

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Search this name across graphsid dfx:ria:cff00739-8b3f-a1ae-6794-9b819112b005

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 2, 2021	n/a	yes	Glen Allen, VA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 12, 2021	Feb 12, 2021	no	Glen Allen, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 2, 2021	Feb 12, 2021	-18	Firm change	Other
J•••• R•••• A•••• M••••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Sep 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:149018:VA:2021-03-02	Mar 2, 2021	Feb 12, 2021	RICHMOND, VA	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 12, 2021 to Feb 12, 2021factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 18, 2019 to Mar 2, 2021factForm ADV
→ J•••• R•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 14, 2018 to Sep 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cff00739-8b3f-a1ae-6794-9b819112b005
First observed: Jul 14, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.