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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

KEY REAL ESTATE EQUITY CAPITAL, INC

CRD 163795

CLEVELAND, OH

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Search this name across graphsid dfx:ria:cff4e673-bb6d-a41e-e635-c56f9c07afc7

Data as of May 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 2
Observed: Apr 9, 2012 to May 2, 2014
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

KEY REAL ESTATE EQUITY CAPITAL, INC

Private credit manager · shared crd

Real Estate Fundsidentity

KEY Real Estate Equity Capital, Inc

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.4MItem 5.F on the latest filing (2014-05-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 2
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $42.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-76513
CRD: 163795
Filings on the tape: 15
First filed: Apr 9, 2012
Latest filed: May 2, 2014
Organised: Corporation, Ohio

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HARTFORD MEZZANIE INVESTORS I-CRE CDO 2007-1, LTD	Securitized Asset Fund	$194M	Nov 21, 2013	2	Mar 30, 2012	reported	n/a
HARTFORD MEZZANINE INVESTORS I, LLC	Real Estate Fund	$42.4M	May 2, 2014	19	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Keycorp	SOLE SHAREHOLDER	E	yes	01/2004	Apr 9, 2012	May 2, 2014
Keycorp	SOLE SHAREHOLDER	E	yes	01/2004	Apr 9, 2012	May 2, 2014
BABCOCK, JULIE, B	DIRECTOR/SECRETARY	Na	no	06/2013	Jul 2, 2013	May 2, 2014
BLACK, MICHAEL	Cco	Na	no	12/2013	Dec 20, 2013	May 2, 2014
MAGO, ANGELA, G	DIRECTOR/PRESIDENT	Na	no	04/2014	May 2, 2014	May 2, 2014
MARQUARDT, LISA	Cfo	Na	no	03/2014	Mar 26, 2014	May 2, 2014
OCONNOR, MARTY, LEWIS	Director	Na	no	04/2013	Apr 19, 2013	May 2, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KEY INVESTMENT SERVICES LLC	n/a	Bd affiliated wealth	$8.9B	N	yes	n/a
KPB INVESTMENT ADVISORS LLC	n/a	Former SEC adviser	$91.3M	Y	yes	Oh
KEY GOVERNMENT FINANCE	n/a	n/a	n/a	N	yes	n/a
KEYBANC CAPITAL MARKETS INC.	n/a	n/a	n/a	N	yes	n/a
KEYBANK NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	n/a
RESIDENTIAL INVESTORS I, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 26, 2014	$80.5M	$80.5M	21	2	n/a	1	$80.5M
2012	Mar 28, 2013	$161M	$161M	15	2	n/a	2	$355M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$42.4M	$161M	-73.6%	n/a	n/a	21	15	n/a	n/a

Relationships

Affiliated with (2)

→ KEY INVESTMENT SERVICES LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ KPB INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (2)

→ HARTFORD MEZZANINE INVESTORS I, LLCPrivate fundReal Estate Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HARTFORD MEZZANIE INVESTORS I-CRE CDO 2007-1, LTDPrivate fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (5)

← OCONNOR, MARTY, LEWISOwnerDIRECTOR, ownership code NA, individual
Apr 19, 2013 to presentfactForm ADV
← BLACK, MICHAELOwnerCCO, ownership code NA, individual
Dec 20, 2013 to presentfactForm ADV
← BABCOCK, JULIE, BOwnerDIRECTOR/SECRETARY, ownership code NA, individual
Jul 2, 2013 to presentfactForm ADV
← MARQUARDT, LISAOwnerCFO, ownership code NA, individual
Mar 26, 2014 to presentfactForm ADV
← MAGO, ANGELA, GOwnerDIRECTOR/PRESIDENT, ownership code NA, individual
May 2, 2014 to presentfactForm ADV

Controls (1)

← KEYCORPOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Apr 9, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cff4e673-bb6d-a41e-e635-c56f9c07afc7
First observed: Apr 9, 2012
Last observed: May 2, 2014 150 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEY REAL ESTATE EQUITY CAPITAL, INC

CRD 163795

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cff4e673-bb6d-a41e-e635-c56f9c07afc7

Data as of May 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HARTFORD MEZZANIE INVESTORS I-CRE CDO 2007-1, LTD

Securitized Asset Fund

$194M

Nov 21, 2013

Mar 30, 2012

reported

n/a

HARTFORD MEZZANINE INVESTORS I, LLC

Real Estate Fund

$42.4M

May 2, 2014

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Keycorp

SOLE SHAREHOLDER

yes

01/2004

Apr 9, 2012

May 2, 2014

Keycorp

SOLE SHAREHOLDER

yes

01/2004

Apr 9, 2012

May 2, 2014

BABCOCK, JULIE, B

DIRECTOR/SECRETARY

06/2013

Jul 2, 2013

May 2, 2014

BLACK, MICHAEL

Cco

12/2013

Dec 20, 2013

May 2, 2014

MAGO, ANGELA, G

DIRECTOR/PRESIDENT

04/2014

May 2, 2014

MARQUARDT, LISA

Cfo

03/2014

Mar 26, 2014

May 2, 2014

OCONNOR, MARTY, LEWIS

Director

04/2013

Apr 19, 2013

May 2, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KEY INVESTMENT SERVICES LLC

n/a

Bd affiliated wealth

$8.9B

yes

n/a

KPB INVESTMENT ADVISORS LLC

n/a

Former SEC adviser

$91.3M

yes

KEY GOVERNMENT FINANCE

n/a

yes

n/a

KEYBANC CAPITAL MARKETS INC.

n/a

yes

n/a

KEYBANK NATIONAL ASSOCIATION

n/a

yes

n/a

RESIDENTIAL INVESTORS I, LLC

n/a

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 26, 2014

$80.5M

n/a

$80.5M

2012

Mar 28, 2013

$161M

n/a

$355M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$42.4M

$161M

-73.6%

n/a