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N••• H••••••• U• I••••••••• A••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

N••• H••••••• U• I••••••••• A••••••• I•••

CRD 334495

BOSTON, MA

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Search this name across graphsid dfx:ria:cff57d32-5175-7c58-2317-f2e5ca7e54eb

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 2
Observed: Jun 29, 2026 to Jun 29, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••• H••••••• U• I••••••••• A••••••• I•••

Private equity manager · shared crd

Independent Sponsorsidentity

N••• H••••••• U• I••••••••• A••••••• I•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $339M••• Locked
Discretionary RAUM: $154M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees: 25

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••• A•••••••• J•••••	Director	Na	yes	09/2024	Jun 29, 2026	Jun 29, 2026
L•••• J•••••••• L••	Director	Na	yes	09/2024	Jun 29, 2026	Jun 29, 2026

Relationships

Controls (4)

← N••• H••••••• A••OwnerSHAREHOLDER, ownership code E, foreign entity
Jun 29, 2026 to presentfactForm ADV
← L•••• A•••••••• J•••••OwnerDIRECTOR, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV
← P•••••• C••••••• E•••••OwnerPRESIDENT, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV
← L•••• J•••••••• L••OwnerDIRECTOR, ownership code NA, individual
Jun 29, 2026 to presentfact

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cff57d32-5175-7c58-2317-f2e5ca7e54eb
First observed: Jun 29, 2026
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.