DFX Intelligence

C••••••••• D•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••••••• D•••• G•••••••

Advisor at W•••• F•••• A•••••••

HOUSTON, TX | CYPRESS, TX

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Search this name across graphsid dfx:ria:cffc1e8a-6bf0-cd2c-2105-fc6b311cc664

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 19, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 1, 2019	n/a	yes	CYPRESS, TX\|HOUSTON, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Feb 11, 2013	May 8, 2019	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	May 8, 2019	May 1, 2019	-7	Firm change	Wirehouse to wirehouse
H••• S••••••••• •••• I•••	J••• M••••• S••••••••• L••	Jan 29, 2013	Feb 11, 2013

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 1, 2019 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 11, 2013 to May 8, 2019factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Feb 13, 2008 to Jan 29, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cffc1e8a-6bf0-cd2c-2105-fc6b311cc664
First observed: Jul 8, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.