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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JEFFREY RODRIGUEZ-APONTE

Advisor at SB ADVISORY, LLC

ATLANTA, GA | WESLEY CHAPEL, FL

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Search this name across graphsid dfx:ria:d021b8a7-8b24-4f23-e8d4-0d87a1108e15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SB ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 3
Exams: S66
First exam: Jun 6, 2003
First registration: Aug 23, 2010
Dual registered: yes, broker-dealer
Other names: JEFFREY RODRIGUEZ
IAPD individual key: 4638012

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAN BLAS ADVISORY, INC.	Independent wealth	Jun 23, 2026	n/a	yes	WESLEY CHAPEL, FL\|ATLANTA, GA	Current employment
SB ADVISORY, LLC	Independent wealth	Nov 13, 2024	n/a	yes	ATLANTA, GA\|WESLEY CHAPEL, FL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 25, 2019	Nov 1, 2024	no	WELSEY CHAPEL, FL	Previous registration
SB ADVISORY, LLC	Independent wealth	Apr 12, 2012	Nov 11, 2019	no	SAN JUAN, PR\|ATLANTA, GA	Previous registration
FREEDOM ADVISORY	Independent wealth	Aug 23, 2010	Apr 13, 2012	no	GUAYNABO, PR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	SB ADVISORY, LLC	Nov 1, 2024	Nov 13, 2024	12	Firm change	Ibd to RIA
SB ADVISORY, LLC	B. RILEY WEALTH ADVISORS, INC.	Nov 11, 2019	Sep 25, 2019	-47	Firm change after gap	Ibd to ibd
FREEDOM ADVISORY	SB ADVISORY, LLC	Apr 13, 2012	Apr 12, 2012	-1	Firm change	Other

Relationships

Registered with (4)

→ SAN BLAS ADVISORY, INC.Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Apr 12, 2012 to Nov 11, 2019factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 25, 2019 to Nov 1, 2024factForm ADV
→ FREEDOM ADVISORYRegistered adviserregistration: previous registration
Aug 23, 2010 to Apr 13, 2012factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
Jeffrey Rodriguez-Aponte left B. Riley Wealth Advisors, Inc. for Sb Advisory, Llc (registered 2024-11-13)
Form ADVobserved 4 days ago