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G••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

G••••• S•••••••

Advisor at S•••••• C•••••• A••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:d0227184-c4d4-c59a-dd6a-01e0c33b49b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• A••••••• L••	Bd affiliated wealth	Jan 2, 2024	n/a	yes	NEW YORK, NY	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Dec 26, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	S•••••• C•••••• A••••••• L••	Dec 26, 2023	Jan 2, 2024	7	Firm change	Ibd to ibd
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023

Relationships

Registered with (5)

→ S•••••• C•••••• A••••••• L••Registered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Dec 26, 2023factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2018 to Sep 1, 2023factForm ADV
→ C•••••• O•• F•••••••• A••••••• L••Registered adviser

Dated events

Occurred
Dec 26, 2023
Advisor changed firm
G••••• S••••••• left O•••• W•••••• I••• for S•••••• C•••••• A••••••• L•• (registered 2024-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0227184-c4d4-c59a-dd6a-01e0c33b49b8
First observed: Aug 4, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.