DFX Intelligence

B•••••• W•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

B•••••• W•••••• M••••••

Advisor at V••• I••••••••• M••••••••• C•• L••

Minnetonka, MN | NEW YORK, NY

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Search this name across graphsid dfx:ria:d023c154-d3e8-a270-5441-156d6aa99995

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• I••••••••• M••••••••• C•• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• I••••••••• M••••••••• C•• L••	Asset manager	Jul 21, 2022	n/a	yes	NEW YORK, NY\|Minnetonka, MN	Current employment
A•••••• G••••• I•••••••• U••• L••	Former SEC adviser	Jul 21, 2010	Aug 10, 2022	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• G••••• I•••••••• U••• L••	V••• I••••••••• M••••••••• C•• L••	Aug 10, 2022	Jul 21, 2022	-20	Firm change	Other
N••••••••• C•••••• M••••••••• L••	A•••••• G••••• I•••••••• U••• L••	Jan 3, 2011	Jul 21, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
149003:106494:NY:2022-08-10	Aug 10, 2022	Jul 21, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ V••• I••••••••• M••••••••• C•• L••Registered adviserregistration: current employment
Jul 21, 2022 to presentfactForm ADV
→ A•••••• G••••• I•••••••• U••• L••Registered adviserregistration: previous registration
Jul 21, 2010 to Aug 10, 2022factForm ADV
→ N••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 16, 2006 to Jan 3, 2011factForm ADV

Dated events

Occurred
Aug 10, 2022
Advisor changed firm
B•••••• W•••••• M•••••• left A•••••• G••••• I•••••••• U••• L•• for V••• I••••••••• M••••••••• C•• L•• (registered 2022-07-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d023c154-d3e8-a270-5441-156d6aa99995
First observed: Nov 16, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.