DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 164526
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| R••••• D•••••• H•••• | MANAGING MEMBER | E | yes | 03/2013 | Apr 1, 2013 | Mar 30, 2016 |
| F••••••••• L•••• A•• | CHIEF COMPLIANCE OFFICER/DIRECTOR | Na | no | 12/2015 | Dec 22, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $163M | $163M | 0.0% | $142M | 4.7% | 4 | 4 | n/a | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B••••• G••••• I••••••••• A•••••••• L•• | 2 | Apr 28, 2016 | Apr 25, 2023 | BOCA RATON, FL | Channel change | Other | 100.0% |
| Mar 30, 2016 |
| $163M |
| $163M |
| 4 |
| 2 |
| n/a |
| n/a |
| n/a |
| 2014 | Feb 20, 2015 | $163M | $163M | 4 | 2 | n/a | n/a | n/a |
| 2013 | Feb 25, 2014 | $220M | $220M | 4 | 1 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $142M | $142M | 4 | 1 | n/a | n/a | n/a |