DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

PHILLIP DAVID HANSEN

Advisor at LPL FINANCIAL LLC

COEUR D'ALENE, ID | MERIDIAN, ID | SPOKANE VALLEY, WA | SPOKANE, WA | BOISE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d029cc69-e974-d265-3aad-ac858e0ee131

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 20, 2006
First registration: Dec 20, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5205911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	COEUR D'ALENE, ID\|MERIDIAN, ID\|SPOKANE VALLEY, WA\|BOISE, ID\|SPOKANE VALLEY, WA\|SPOKANE VALLEY, WA\|SPOKANE, WA	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Feb 9, 2009	May 18, 2022	no	SPOKANE, WA\|WAVERLY, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jun 4, 2008	no	COEUR D'ALENE, ID	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Dec 20, 2006	Jan 1, 2008	no	COEUR D'ALENE, ID\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	CUNA BROKERAGE SERVICES, INC.	Jun 4, 2008	Feb 9, 2009	250	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 9, 2009 to May 18, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jun 4, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Dec 20, 2006 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.