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Advisor at OSAIC WEALTH, INC.
POINT PLEASANT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | POINT PLEASANT, NJ | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 29, 2019 | Jun 14, 2024 | no | POINT PLEASANT, NJ | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 15, 2007 | Jul 31, 2019 | no | ELLINGTON, CT|POINT PLEASANT BORO, NJ | Previous registration |
| WORLD ADVISORY SERVICES | Former SEC adviser | Feb 2, 2007 | Aug 13, 2007 | no | MANASQUAN, NJ|BAYONNE, NJ|MANASQUAN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| OSAIC WEALTH, INC. | SECURITIES AMERICA ADVISORS, INC. | Jul 31, 2019 | Jul 29, 2019 | -2 | Channel change | Ibd to ibd |
| WORLD ADVISORY SERVICES | OSAIC WEALTH, INC. | Aug 13, 2007 | Aug 15, 2007 | 2 | Firm change | Other |