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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

DEARBORN CAPITAL MANAGEMENT, LLC

CRD 155473

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0357596-ebd0-7ee6-fd8d-c01ffbe83b23

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 0
Observed: Mar 28, 2012 to Mar 3, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=8.0
Regulatory AUM: $361MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $361M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 0
SEC number: 801-72068
CRD: 155473
Filings on the tape: 21
First filed: Mar 28, 2012
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, IL
Website: grantparkfunds.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AL-RAYES, ABDULLAH, M.A	Shareholder	E	yes	12/2003	Mar 28, 2012	Mar 8, 2024
CENTUM PRATA HOLDING AG	Shareholder	E	yes	03/2012	Mar 25, 2014	Mar 8, 2024
DCMI HOLDINGS INC	Member	C	yes	03/2012	Jan 2, 2013	Mar 8, 2024
DEARBORN CAPITAL MANAGEMENT, LTD.	Member	D	yes	12/1995	Mar 28, 2012	Mar 8, 2024
KAVANAGH, DAVID, MICHAEL	CHIEF INVESTMENT OFFICER	Na	yes	12/1995	Mar 28, 2012	Mar 8, 2024
KAVANAGH, DAVID, MICHAEL	Shareholder	E	yes	07/1988	Mar 28, 2012	Mar 8, 2024
MEEHAN, PATRICK, JOSEPH	CHIEF OPERATING OFFICER	Na	yes	04/2008	Mar 28, 2012	Mar 8, 2024
OROURKE, MAUREEN, ANNE	CHIEF FINANCIAL OFFICER	Na	yes	05/2003	Mar 28, 2012	Mar 8, 2024
DAVID M KAVANAGH 2010 TRUST	Owner	C	no	02/2013	Mar 11, 2016	Mar 8, 2024
DAVID M. KAVANAGH TRUST	INDIRECT OWNER	C	no	03/2019	Mar 26, 2019	Mar 8, 2024
PERKAUS, LAUREN, KAVANAGH	CHIEF COMPLIANCE OFFICER	Na	no	02/2017	Mar 29, 2018	Mar 8, 2024
TAGLIA, GERALD, J	Trustee	C	no	02/2013	Jun 5, 2014	Mar 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EMC CAPITAL ADVISORS, LLC	n/a	Asset manager	$305M	N	yes	n/a
DCM BROKERS, LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$361M	$361M	12	4	0	n/a	n/a
2024	Mar 11, 2025	$357M	$357M	12	4	0	n/a	n/a
2023	Mar 8, 2024	$457M	$0	12	4	0	n/a	n/a
2022	Mar 14, 2023	$760M	$0	12	4	0	n/a	n/a
2021	Mar 28, 2022	$486M	$0	12	4	0	n/a	n/a
2020	Mar 24, 2021	$340M	$340M	11	4	0	n/a	n/a
2019	Mar 24, 2020	$208M	$0	11	4	0	n/a	n/a
2018	Mar 26, 2019	$193M	$193M	11	4	0	n/a	n/a
2017	Mar 29, 2018	$532M	$532M	21	5	0	n/a	n/a
2016	Feb 28, 2017	$398M	$398M	22	5	n/a	n/a	n/a
2015	Mar 11, 2016	$260M	$260M	26	5	n/a	n/a	n/a
2014	Apr 1, 2015	$99.5M	$99.5M	24	5	n/a	n/a	n/a
2013	Mar 25, 2014	$87.6M	$87.6M	30	7	n/a	n/a	n/a
2012	Mar 27, 2013	$129M	$129M	34	7	n/a	n/a	n/a
2011	Mar 28, 2012	$73.1M	$73.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$361M	$357M	1.0%	$760M	-22.0%	12	12	0	0

Relationships

Affiliated with (2)

← EMC CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, bank, pooled vehicle sponsor, common control
factForm ADV
→ EMC CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (7)

← OROURKE, MAUREEN, ANNEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2012 to Mar 8, 2024factForm ADV
← AL-RAYES, ABDULLAH, M.AOwnerSHAREHOLDER, ownership code E, individual
Mar 28, 2012 to Mar 8, 2024factForm ADV
← MEEHAN, PATRICK, JOSEPHOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2012 to Mar 8, 2024factForm ADV
← KAVANAGH, DAVID, MICHAELOwnerSHAREHOLDER, ownership code E, individual
Mar 28, 2012 to Mar 8, 2024factForm ADV
← CENTUM PRATA HOLDING AGOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 25, 2014 to Mar 8, 2024factForm ADV
← DCMI HOLDINGS INCOwnerMEMBER, ownership code C, domestic entity
Jan 2, 2013 to Mar 8, 2024factForm ADV
← DEARBORN CAPITAL MANAGEMENT, LTD.OwnerMEMBER, ownership code D, domestic entity
Mar 28, 2012 to Mar 8, 2024factForm ADV

Owns (4)

← PERKAUS, LAUREN, KAVANAGHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2018 to Mar 8, 2024factForm ADV
← TAGLIA, GERALD, JOwnerTRUSTEE, ownership code C, individual
Jun 5, 2014 to Mar 8, 2024factForm ADV
← DAVID M KAVANAGH 2010 TRUSTOwnerOWNER, ownership code C, domestic entity
Mar 11, 2016 to Mar 8, 2024factForm ADV
← DAVID M. KAVANAGH TRUSTOwnerINDIRECT OWNER, ownership code C, domestic entity
Mar 26, 2019 to Mar 8, 2024factForm ADV

Dated events

Occurred
Mar 8, 2024
Regulatory AUM changed
Dearborn Capital Management, Llc reported RAUM $457.1M, down 40% from $760.2M (2023-03-14 to 2024-03-08)
Form ADVobserved 4 days ago
$-303M
Occurred
Mar 14, 2023
Regulatory AUM changed
Dearborn Capital Management, Llc reported RAUM $760.2M, up 56% from $486.0M (2022-03-28 to 2023-03-14)
Form ADVobserved 4 days ago
$274M
Occurred
Mar 28, 2022
Regulatory AUM changed
Dearborn Capital Management, Llc reported RAUM $486.0M, up 43% from $340.3M (2021-08-16 to 2022-03-28)
Form ADVobserved 4 days ago
$146M
Occurred
Mar 24, 2021
Regulatory AUM changed
Dearborn Capital Management, Llc reported RAUM $340.3M, up 64% from $207.9M (2020-03-24 to 2021-03-24)
Form ADVobserved 4 days ago
$132M
Occurred
Mar 26, 2019
Regulatory AUM changed
Dearborn Capital Management, Llc reported RAUM $193.2M, down 64% from $532.4M (2018-03-29 to 2019-03-26)
Form ADVobserved 4 days ago
$-339M
Occurred
Mar 29, 2018
Regulatory AUM changed
Dearborn Capital Management, Llc reported RAUM $532.4M, up 34% from $398.5M (2017-02-28 to 2018-03-29)
Form ADVobserved 4 days ago
$134M
Occurred
Jan 2, 2013
Succession filed (Item 4)
Knollwood Investment Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0357596-ebd0-7ee6-fd8d-c01ffbe83b23
First observed: Mar 28, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEARBORN CAPITAL MANAGEMENT, LLC

CRD 155473

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0357596-ebd0-7ee6-fd8d-c01ffbe83b23

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AL-RAYES, ABDULLAH, M.A

Shareholder

yes

12/2003

Mar 28, 2012

Mar 8, 2024

CENTUM PRATA HOLDING AG

Shareholder

yes

03/2012

Mar 25, 2014

Mar 8, 2024

DCMI HOLDINGS INC

Member

yes

03/2012

Jan 2, 2013

Mar 8, 2024

DEARBORN CAPITAL MANAGEMENT, LTD.

Member

yes

12/1995

Mar 28, 2012

Mar 8, 2024

KAVANAGH, DAVID, MICHAEL

CHIEF INVESTMENT OFFICER

yes

12/1995

Mar 28, 2012

Mar 8, 2024

KAVANAGH, DAVID, MICHAEL

Shareholder

yes

07/1988

Mar 28, 2012

Mar 8, 2024

MEEHAN, PATRICK, JOSEPH

CHIEF OPERATING OFFICER

yes

04/2008

Mar 28, 2012

Mar 8, 2024

OROURKE, MAUREEN, ANNE

CHIEF FINANCIAL OFFICER

yes

05/2003

Mar 28, 2012

Mar 8, 2024

DAVID M KAVANAGH 2010 TRUST

Owner

02/2013

Mar 11, 2016

Mar 8, 2024

DAVID M. KAVANAGH TRUST

INDIRECT OWNER

03/2019

Mar 26, 2019

Mar 8, 2024

PERKAUS, LAUREN, KAVANAGH

CHIEF COMPLIANCE OFFICER

02/2017

Mar 29, 2018

Mar 8, 2024

TAGLIA, GERALD, J

Trustee

02/2013

Jun 5, 2014

Mar 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EMC CAPITAL ADVISORS, LLC

n/a

Asset manager

$305M

yes

n/a

DCM BROKERS, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$361M

n/a

2024

Mar 11, 2025

$357M

n/a

2023

Mar 8, 2024

$457M

n/a

2022

Mar 14, 2023

$760M

n/a

2021

Mar 28, 2022

$486M

n/a

2020

Mar 24, 2021

$340M

n/a

2019

Mar 24, 2020

$208M

n/a

2018

Mar 26, 2019

$193M

n/a

2017

Mar 29, 2018

$532M

n/a

2016

Feb 28, 2017

$398M

n/a

2015

Mar 11, 2016

$260M

n/a

2014

Apr 1, 2015

$99.5M

n/a

2013

Mar 25, 2014

$87.6M

n/a

2012

Mar 27, 2013

$129M

n/a

2011

Mar 28, 2012

$73.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$361M

$357M

1.0%

$760M

-22.0%