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Advisor at UBS FINANCIAL SERVICES INC.
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 15, 2025 | n/a | yes | DALLAS, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Nov 13, 2020 | Apr 11, 2024 | no | San Antonio, TX|Alamo Heights, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 6, 2016 | Nov 26, 2018 | no | PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Apr 11, 2024 | Oct 15, 2025 | 552 | Firm change after gap | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Nov 26, 2018 | Nov 13, 2020 | 718 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:8174:TX:2024-03-28 | Apr 11, 2024 | Oct 15, 2025 | ALAMO HEIGHTS, TX | Firm change after gap |