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RIA / WealthAdvisor42 years in industry

MARK HUTCHINS EGENER

Advisor at AEGIS CAPITAL CORP.

MELVILLE, NY | BEDFORD HILLS, NY

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Search this name across graphsid dfx:ria:d0397824-128d-4b0f-2811-22a215ec2fc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AEGIS CAPITAL CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Mar 1, 1984
First registration: Sep 27, 2011
Dual registered: no
IAPD individual key: 1226896

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AEGIS CAPITAL CORP.	Bd affiliated wealth	Jul 14, 2023	n/a	yes	MELVILLE, NY\|BEDFORD HILLS, NY	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Jun 29, 2023	no	BEDFORD HILLS, NY	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	May 18, 2018	Jul 17, 2020	no	BEDFORD HILLS, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 27, 2011	May 25, 2018	no	BEDFORD HILLS, NY\|SAN DIEGO, CA\|BEDFORD HILLS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	AEGIS CAPITAL CORP.	Jun 29, 2023	Jul 14, 2023	15	Firm change	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	INVESTACORP ADVISORY SERVICES INC	May 25, 2018	May 18, 2018	-7	Firm change	RIA to ibd

Relationships

Registered with (4)

→ AEGIS CAPITAL CORP.Registered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 29, 2023factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
May 18, 2018 to Jul 17, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 27, 2011 to May 25, 2018factForm ADV

Dated events

Occurred
Jun 29, 2023
Advisor changed firm
Mark Hutchins Egener left Securities America Advisors, Inc. for Aegis Capital Corp. (registered 2023-07-14)
Form ADVobserved 5 days ago