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E••• A••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

E••• A••••• B•••••••

Advisor at M•••••• C••••••

PORTLAND, OR

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Search this name across graphsid dfx:ria:d045b4c6-e64a-1183-2283-04493f4428b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• C••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• C••••••	Mixed wealth	Nov 24, 2010	n/a	yes	PORTLAND, OR	Current employment
D•••••••• I••••••••• A•••••••• I•••	n/a	Sep 11, 2006	Nov 23, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• I••••••••• A•••••••• I•••	M•••••• C••••••	Nov 23, 2011	Nov 24, 2010	-364	Firm change after gap	Other
1•• S••••• C••••••••• I••••••••• A•••••••• I•••	D•••••••• I••••••••• A•••••••• I•••	Aug 4, 2006

Relationships

Registered with (3)

→ M•••••• C••••••Registered adviserregistration: current employment
Nov 24, 2010 to presentfactForm ADV
→ D•••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 11, 2006 to Nov 23, 2011factForm ADV
→ 1•• S••••• C••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2001 to Aug 4, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d045b4c6-e64a-1183-2283-04493f4428b7
First observed: Jun 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.