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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

STEVE SAKAMOTO

Advisor at J.P. MORGAN SECURITIES LLC

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d04a498b-3152-c186-a753-e16a4223a07f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 12, 2006
First registration: Oct 13, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5211616

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 17, 2015	n/a	yes	SAN FRANCISCO, CA	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Apr 25, 2007	Sep 15, 2015	no	SAN CLEMENTE, CA\|DANA POINT, CA\|LADERA RANCH, CA\|SAN CLEMENTE, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|FULLERTON, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 13, 2006	Apr 9, 2007	no	LOS ANGELES, CA\|LONG BEACH, CA\|LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Sep 15, 2015	Sep 17, 2015	2	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	U.S. BANCORP ADVISORS, LLC	Apr 9, 2007	Apr 25, 2007	16	Firm change	Other

Relationships

Registered with (3)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 17, 2015 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 25, 2007 to Sep 15, 2015factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 13, 2006 to Apr 9, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d04a498b-3152-c186-a753-e16a4223a07f
First observed: Oct 13, 2006
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEVE SAKAMOTO

Advisor at J.P. MORGAN SECURITIES LLC

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d04a498b-3152-c186-a753-e16a4223a07f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

Sep 17, 2015

n/a

yes

SAN FRANCISCO, CA

Current employment

U.S. BANCORP ADVISORS, LLC

Bd affiliated wealth

Apr 25, 2007

Sep 15, 2015

Previous registration

WELLS FARGO INVESTMENTS, LLC

n/a

Oct 13, 2006

Apr 9, 2007

LOS ANGELES, CA|LONG BEACH, CA|LONG BEACH, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

U.S. BANCORP ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

Sep 15, 2015

Sep 17, 2015

Firm change

Other

WELLS FARGO INVESTMENTS, LLC

U.S. BANCORP ADVISORS, LLC

Apr 9, 2007

Apr 25, 2007

Firm change

Other