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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Clive, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 20, 2003 | n/a | yes | Clive, IA | Current employment |
| PIPER SANDLER & CO. | Institutional manager | Apr 21, 1999 | Mar 31, 2003 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PIPER SANDLER & CO. | RAYMOND JAMES & ASSOCIATES, INC. | Mar 31, 2003 | Mar 20, 2003 | -11 | Firm change | Other |