DFX Intelligence

C••• M•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C••• M•••••• J••••

Advisor at F•••• P••••••• W•••••• L••

SOUTHLAKE, TX | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:d0577955-0030-b6ba-6de9-69cbe5b56f7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 19, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	SOUTHLAKE, TX\|ST. LOUIS, MO	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Feb 1, 2023	Nov 14, 2024	no	ST LOUIS, MO\|SOUTHLAKE, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Nov 14, 2024	Jul 1, 2024	-136	Bulk transfer	RIA to RIA
C•••••••• F•••••••• P•••••••	B••••••••• S•••••••• W•••••• L••	Feb 1, 2023	Feb 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
120293:143323:TX:2023-02-01	Feb 1, 2023	Feb 1, 2023	SOUTHLAKE, TX	Firm change

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Feb 1, 2023 to Nov 14, 2024factForm ADV
→ C•••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
May 19, 2021 to Feb 1, 2023factForm ADV

Dated events

Occurred
Feb 1, 2023
Advisor changed firm
C••• M•••••• J•••• left C•••••••• F•••••••• P••••••• for B••••••••• S•••••••• W•••••• L•• (registered 2023-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0577955-0030-b6ba-6de9-69cbe5b56f7c
First observed: May 19, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.