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Advisor at CAPITAL CLIENT GROUP, INC.
Indianapolis, IN | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Aug 1, 2019 | n/a | yes | LOS ANGELES, CA|Indianapolis, IN | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 20, 1999 | Nov 23, 2004 | no | In | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | CAPITAL CLIENT GROUP, INC. | Nov 23, 2004 | Aug 1, 2019 | 5,364 | Firm change after gap | Ibd to new firm |