DFX Intelligence

T••••• M••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

T••••• M••••• G•••••

Advisor at W•••• F•••• A•••••••

SAN DIEGO, CA | LA MESA, CA

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Search this name across graphsid dfx:ria:d060c3ba-4cd3-a130-6592-4239d3546104

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 27, 2025	n/a	yes	LA MESA, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 27, 2023	Feb 5, 2025	no	ESCONDIDO, CA\|SANTEE, CA\|ESCONDIDO, CA\|SAN MARCOS, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• F•••• A•••••••	Feb 5, 2025	Jan 27, 2025	-9	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	L•• F•••••••• L••	Jul 20, 2023	Jul 27, 2023

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 28, 2020 to Jul 20, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2023 to Feb 5, 2025factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
T••••• M••••• G••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2025-01-27)
Form ADVobserved 7 days ago
Occurred
Jul 20, 2023
Advisor changed firm
T••••• M••••• G••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2023-07-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d060c3ba-4cd3-a130-6592-4239d3546104
First observed: Oct 28, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.