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Y•••••••• A•••••• E•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

Y•••••••• A•••••• E•••••••• L••

CRD 336431

MOUNTAINSIDE, NJ

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Search this name across graphsid dfx:ria:d06e61df-283d-9499-0993-4c08ae1bc2e1

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2025 to Mar 31, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $42.6MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N•••••• J•••• S•••••	President	Na	yes	12/2025	Mar 31, 2026	Mar 31, 2026
R••••• T•••• J••••	CHIEF EXECUTIVE OFFICER / PRESIDENT	Na	yes	04/2025	Mar 31, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$42.6M	$42.6M	3	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$42.6M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Controls (3)

← Y•••••••• A••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 31, 2026 to presentfactForm ADV
← N•••••• J•••• S•••••OwnerPRESIDENT, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV
← R••••• T•••• J••••OwnerCHIEF EXECUTIVE OFFICER / PRESIDENT, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV

Owns (1)

← S••••••• B••••••• O•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d06e61df-283d-9499-0993-4c08ae1bc2e1
First observed: Jul 2, 2025
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.